University of North Dakota (UND)
University of North Dakota (UND)
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Clement Dakat
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Catherine Musselman
Director, Wealth Management
April 26, 2021
Team feedback
The Business Continuity Team, comprised of students, Anu Kucheekkarran and Clement Dakat, did an outstanding job with our first project through Bow Valley College. The finished product - a Business Continuity & Cybersecurity Plan, was thorough, covered all of the applicable rules and regulations associated with these types of plans, and most importantly, reflected the realities of our business model. Clement and Anu were willing, demonstrated active listening skills, and were able to translate the murkiness of the regulations into a living document that will serve our organization in good stead over the coming years. Their knowledge and experience informed the creation of the document and they were able to transfer that knowledge to the business unit managers that would be required to enact the policies and processes for which they would be responsible. It was a pleasure to work with them and I wish them well with their future endeavours.
Financial systems Cyber security Business continuity planning Business continuity Financial services
Bow Valley College
Cybersecurity
Bow Valley College
Robinsons Group
Business Continuity & Cyber Security Plan Update
Robinsons Group

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Robinsons Group
Robinsons Group
Sharbot Lake, Ontario, Canada

Business Continuity & Cyber Security Plan Update

Business continuity is an ongoing priority for the financial services industry and regulatory authorities. Various recent events, such as COVID, natural disasters, black-outs or marketplaces’ system problems have served to highlight the risk to and effect of operational disruptions to the financial system. Registrants are required to have a business continuity plan (BCP) to address these and other types of events that disrupt business. Ongoing Registrant Obligations under National Instrument 31-103 (NI 31-103) require that registrants establish, maintain and apply policies and procedures that establish a system of controls and supervision sufficient to manage the risks of its business in accordance with prudent business practices. We are looking for an individual to review our existing BCP & Cyber Security Plan, review it against existing regulatory requirements, and update accordingly.

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